Mutual Fund

APPLICATION FORMS

SELECT APPLICATION FORMS

COMMON TRANSACTION SLIP

This form can be used across ANY AMC for:

Additional Purchase

Redemption

Switch Request

Change of Bank details

Change of Address

Click here to Download

KNOW YOUR CLIENT (KYC)



(KYC is compulsory for all mutual fund investments w.e.f. 1st January 2012)

AADHAAR LINKING

As per the mandate from the Government of India (under Prevention of Money Laundering Rules, 2005), Aadhaar and PAN must be linked with all Mutual Fund Folios. The last day for all existing investors to link these is December 31, 2017, failing which, the folio(s) will be inoperative i.e. investor initiated transaction requests will not be processed (similar to current restrictions in case of FATCA deficiency).

The requirement of updating of Aadhaar is not applicable to NRIs and investors residing in Assam, Meghalaya and J&K. However, such investors have to submit one officially valid document as ID proof.

Process of linking Aadhaar to folios:

Online facility:
Individuals investors can update their Aadhaar on the link, however kindly ensure that your mobile number is registered with the Registrar to receive the One Time Password (OTP) and follow the process

Registrar	Link
CAMS	click here
KARVY	click here
Franklin	click here
Sundaram	click here

Note: Only investors whose PAN is updated in their folios can use this facility. Additionally, their mobile number should be available in the UIDAI database for OTP generation.

Physical
Individual investors who cannot update AADHAAR through the above link can use the following form and submit with self attested Aadhaar copy:

Registrar	With PAN	Without PAN
CAMS	click here	NA
KARVY	click here	NA
Franklin	click here	NA
Sundaram	click here	click here

FATCA

Online facility:
You can also click on the link below to update the FATCA details, however kindly ensure that your mobile number is registered with the Registrar to receive the One Time Password (OTP) and follow the process.

Registrar	For Individuals
CAMS	click here
KARVY	click here
Franklin	click here
Sundaram	click here

Download the declaration form from the link for print, fill and submit the same to us.

Registrar	For Individuals	For Non-Individuals
CAMS	click here	click here
KARVY	click here	click here
Franklin	click here	click here
Sundaram	click here	click here

For any queries you can email us on mfcustomercare@ventura1.com or call to us +91 022 67547042

15G/H

Starting 1 April 2020, dividend income earned on shares of an Indian company or from a mutual fund scheme is taxable in the hands of the receiver based on the tax rate applicable to their total income. The dividend earned will be part of their total income earned for the financial year 2020-21 and tax as per their respective tax slabs. Therefore, if your dividend income is within exempted limits, you will need to submit Form 15G or Form 15H to the company or mutual fund you invest in to avoid tax.

Online form 15G/H for individual and senior citizens:
Fill and submit 15G/H form to prevent TDS deductions for MF dividends. You can also click on the link below to update the form 15G/H, however kindly ensure that your mobile number is registered with the Registrar to receive the One Time Password (OTP) and follow the process.

CAMS : click here
Karvy : click here

Physical form 15G/H for individual and senior citizens:
For Individuals : Form 15H
For Senior Citizens : Form 15G

INSTRUCTIONS

Systematic Investment Plan (SIP):

In case of Auto Debit Facility use ECS Mandate form, along with Common Application Form

In case of Post Dated Cheques (PDCs) use SIP Enrollment form, along with Common Application Form

For ECS registration, the AMC's take 30 days approximately.

		Choose the dates specified by AMCs for SIP. Usually, in a month 4-5 dates are specified by AMCs.
Click here for AMCs dates for SIP

Systematic Transfer Plan (STP):

Document Checklist:

	Common Application Form	PAN Card Copy	SIP Form	STP Form	Address Proof
KYC Form (Mandatory)
Lumpsum Investment
Systematic Investment Plan (SIP)
Systematic Transfer Plan (STP)

*Address Proof (ANY ONE) - Passport, Ration Card, Registered Lease/Sale Agreement of Residence, Driving License, Voter Identity Card, Latest Bank Account Statement/Passbook (Not more than 3 Months old), Latest Telephone Bill (Only Landline), Latest Electricity Bill, Latest Gas Bill

Supplementary KYC Information & FATCA – CRS Declaration:

Important Regulatory requirement:
Towards compliance with tax information sharing laws, such as FATCA/CRS, all financial intermediaries are mandated to seek additional personal, tax and beneficial owner information and certain certifications and documentation from account holders. They are also obliged to share information of your account with relevant tax authorities and other competent authorities.
Vide SEBI Circular CIR/MIRSD/2/2013 dated 24th January 2013, SEBI has issued guidelines on identification of Beneficial Ownership and mandated all Intermediaries to identify and verify such beneficiary owners.
Submission of - Additional information required under Foreign Account Tax Compliance Act [FATCA], Common Reporting Standards [CRS], UBO Declaration & Supplementary KYC information
The following disclosures have now become mandatory.
AMFI through its circulars dated September 18, 2015 directed the AMCs to adhere to the following requirements from November 1, 2015:

All new investors to provide additional KYC details - Income slab, Occupation, Net worth, Politically Exposed Status, etc.,

All new non-Individual investors to provide the Ultimate Beneficial Ownership (UBO) details

All investors to submit FATCA/CRS declaration while opening account from 1st November 2015 and also for all the new accounts opened after 1st July 2014 to 31st October 2015.

Similarly, from 1st January 2016 all Mutual Funds have been advised to make it mandatory for existing investors to provide additional KYC details as mentioned above in order to make additional purchases (including switch) in their MF accounts
This information is required for all the holders ie first holder; second holder and/or third holder as the case maybe.
All investors [both Individuals and Non Individuals] are required to fill-up the applicable FATCA-CRS Declaration and Supplementary KYC Information and UBO Declaration Form and submit to Respective Registrar for update.
As per the cited regulations, no further transactions (except redemptions & existing SIPs) will be allowed with effect from 1st January 2016, if declaration is not submitted.

Brokerage Structure

Scheme Category	Upfront Brokerage		Trail Brokerage
Scheme Category	Minimum	Maximum	Minimum	Maximum
Equity
Equity - Tax Planning	0.50%	1.50%	0.20%	0.75%
Equity Others	0.50%	1.00%	0.20%	0.75%
Debt
Debt - Liquid Funds	0.00%	0.00%	0.05%	0.15%
Debt	0.25%	1.00%	0.05%	1.00%
Hybrid
Hybrid	0.25%	1.00%	0.50%	1.00%

SIP upfronting for 3 years is applicable if SIP amount of less than Rs. 10,000/- is logged in, on which amount is calculated as SIP amount multiplied by SIP Tenure and brokerage receivable on that particular scheme

Transaction charges are levied for offline investments on Equity and Hybrid schemes.

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